AI Governance by Design
Today’s CTOs sit at the crossroads of innovation and accountability. As AI moves from experimentation to enterprise infrastructure, technology leaders must ensure that their systems are not only intelligent, but also explainable, auditable, and regulator-ready.
Key Findings from the CTO Think Tank
This white paper unpacks findings from the recent CTO Think Tank at RIA Edge LA, where top technology executives explored how to operationalize AI responsibly across architecture, governance, and culture. The discussion highlights how CTOs are transforming innovation into a repeatable, compliant discipline that drives efficiency, transparency, and firm-wide resilience.
Strategic Insights
Leading firms are:
- Crossing the AI adoption threshold and embedding governance into architecture.
- Governing data lineage to ensure accuracy, traceability, and accountability.
- Designing explainable systems that merge automation with human oversight.
- Preparing for the regulatory impact of SEC Reg S-P and new cyber mandates.
- Building unified, intelligent data infrastructures to fuel personalization.
- Evolving the CTO role from system integrator to trust architect.
Conclusion
Don’t miss this opportunity to gain strategic insights from the latest CTO Think Tank research and discover how technology leaders are redefining the future of wealth management through disciplined innovation and operational trust.
Related: Inside Schwab’s Vision for Advisor Tech
